This case involves two policy issues that are often viewed as controversial: (1) racial, ethnic, and gender preferences, and (2) the decennial redistricting
By statute, "When any court makes an order sustaining a demurrer without leave to amend the question as to whether or not such court abused its discretion in making such an order is open on appeal even though no request to amend such pleading was made." (Code Civ. Proc., § 472c, subd. (a));
Respondents largely ignore these rules, and contend plaintiffs cannot raise a new theory on appeal. In particular, they contend the new theory would require a hearing to resolve contested facts that they have had no chance to litigate. But the effect of their arguments, whether or not intended as such, is to concede plaintiffs have articulated a new legal theory that necessitates a factual resolution. Thus, this dispute is not ripe for resolution by demurrer.
In 2008 and 2010, the people of California, exercising their reserved initiative powers, changed the way California's State Senate, State Assembly, congressional, and Board of Equalization voting districts are adjusted after each national census, assigning the corresponding duties to the California Citizens Redistricting Commission (Commission). (See Vandermost v. Bowen (2012) 53 Cal.4th 421, 442-448 [137 Cal.Rptr.3d 1, 269 P.3d 446] (Vandermost) [tracing redistricting history, adoption of Commission, and criteria used for drawing the various electoral boundaries].) The fine details of the method of selecting commissioners are unnecessary to describe. In summary, Government Code section 8252 provides that the State Auditor forms an "Applicant Review Panel" that narrows that pool to 60 candidates, who are subject to peremptory strikes by specified officials. The State Auditor randomly selects eight commissioners from the remaining pool, giving preference to certain political parties, and these eight commissioners select the remaining six, again giving preference to certain political parties, but the "six appointees are to be `chosen to ensure the commission reflects this state's diversity, including, but not limited to, racial, ethnic, geographic, and gender diversity.' ([Gov. Code, § 8252, subd. (g)].) The Commission, however, need not comply with any specific ratio or formula. (Ibid.)" (Vandermost, supra, 53 Cal.4th at p. 445.)
Plaintiffs Ward Connerly and the American Civil Rights Foundation (collectively, Connerly) sued defendants State of California (State), the State Auditor, and the Commission (defended on appeal by the State), alleging the method of selecting members of the Commission violated Proposition 209 (Cal. Const., art. I, § 31), in that it gave improper preferences based on race, ethnicity, and gender.
Connerly then filed an amended complaint, again asserting the selection process for the last six commissioners violated Proposition 209, but adding that the "Applicant Review Panel" also improperly considers race, ethnicity, and gender. These were characterized as "facial" challenges to Government Code section 8252, subdivision (g) based on Proposition 209, for which various remedies were sought.
As we suggested ante, Connerly has effectively abandoned his amended complaint, and proposes a new legal theory — but no new facts — in his opening brief, explicitly citing the authority of section 472c, subdivision (a). We therefore have no occasion to further describe the amended complaint, as we presume the trial court properly sustained the demurrer thereto. (See fn. 2, ante.)
Connerly now seeks leave to assert the selection process violates the federal equal protection clause, arguing in the alternative: "This Court should rule on this new claim, because it concerns an issue of a law applied to undisputed facts. In the alternative, Connerly requests that this Court grant leave to amend the Complaint to specifically allege a violation of the federal Equal Protection Clause."
Both the State and State Auditor contend it is unfair for Connerly to raise this theory on appeal because they have not had a chance to disprove it factually. They almost entirely ignore section 472c, which, as explained in the Introduction, allows a plaintiff to propose new theories on appeal. (See Cooper, supra, 70 Cal.2d at p. 636; Brown, supra, 153 Cal.App.4th at p. 112.)
Nor are we persuaded by the claim that Connerly should be barred from raising a new theory on appeal because he withheld the equal protection claim from the trial court for "tactical" reasons. All complaints are drafted for "tactical" reasons, that is, to achieve the greatest relief for the client most efficiently. The fact that the instant complaint was found wanting raises precisely the circumstance section 472c was designed to address — to give the plaintiff a final opportunity to propose new facts or legal theories to establish a cause of action. Here, unlike in the authority cited to us, Connerly's proposed new theory is not inconsistent with his existing complaint. (Cf. CAMSI IV v. Hunter Technology Corp. (1991) 230 Cal.App.3d 1525, 1538-1543 [282 Cal.Rptr. 80] (CAMSI IV) [for the first time in rehearing petition, the plaintiff proposed a new legal theory that counsel had disavowed at oral argument in the Court of Appeal; held, claim came too late and the claim was withheld for tactical reasons].) CAMSI IV emphasized it was "the trial court's discretion" that was being reviewed and concluded: "The trial court could rationally have regarded [the plaintiff's] choice among theories as essentially tactical and not subject to interference by the court." (Id. at pp. 1542-1543.)
Even assuming (without deciding) that CAMSI IV was correct in suggesting that a party could be barred from timely raising new theories on appeal merely because the timing appeared tactical, the situation here is distinguishable. Here, the equal protection claim was "a potentially effective amendment... both apparent and consistent with the plaintiff's theory of the case" which even the CAMSI IV court indicated would be a proper amendment. (CAMSI IV, supra, 230 Cal.App.3d at p. 1542.) And Connerly timely proposed the amendment by presenting it in his opening brief on appeal. To read CAMSI IV to bar any presentation of theories on appeal that were known to the plaintiff before the filing of the complaint, but not presented therein, would be inconsistent with section 472c. We decline to read CAMSI IV in the manner suggested by the State.
As for the claims about new evidence, the State Auditor contends the "strict scrutiny" test applicable to Connerly's claims is fact specific, adding: "Respondents should have been afforded an opportunity to develop the factual record" to satisfy that burden; and "the parties have not had a
Consistent with this view, the State contends it "has not had the opportunity to submit evidence to demonstrate its compelling interest in ensuring diversity of the [C]ommissions's membership or the State's interest in diverse public bodies in order to ensure the legitimacy of those bodies in the eyes of all its citizens." This is also consistent with the beginning of the State's briefing, where it also made the point that it is unfair for Connerly to raise a new factual issue on appeal.
However, at the end of its briefing, the State cursorily asserts that Connerly's case fails as a matter of law. The State Auditor, too, adds this claim at the end of its briefing, in more depth. Respondents largely rely on Grutter v. Bollinger (2003) 539 U.S. 306 [156 L.Ed.2d 304, 123 S.Ct. 2325] (Grutter), a case involving higher education, a subject triggering additional First Amendment concerns, as outlined by Justice Powell in his "fifth vote" decision in University of California Regents v. Bakke (1978) 438 U.S. 265, 311-315 [57 L.Ed.2d 750, 785-786, 98 S.Ct. 2733] (lead. opn. of Powell, J.). (See Fisher v. University of Texas at Austin (2013) 570 U.S. ___, ___ - ___ [186 L.Ed.2d 474, 483-485, 133 S.Ct. 2411] (Fisher); Grutter, supra, 539 U.S. at pp. 322-325 [156 L.Ed.2d at pp. 328-330].) The passage of Grutter relied on by the State quotes part of an amicus curiae brief by the United States; we provide a more complete quotation from Grutter: "We have repeatedly acknowledged the overriding importance of preparing students for work and citizenship, describing education as pivotal to `sustaining our political and cultural heritage' with a fundamental role in maintaining the fabric of society. [Citation.] This Court has long recognized that `education ... is the very foundation of good citizenship.' [Citation.] For this reason, the diffusion of knowledge and opportunity through public institutions of higher education must be accessible to all individuals regardless of race or ethnicity. The United States, as amicus curiae, affirms that `ensuring that public institutions are open and available to all segments of American society, including people of all races and ethnicities, represents a paramount government objective.'" (Grutter, supra, 539 U.S. at pp. 331-332 [156 L.Ed.2d at p. 334].)
Thus, Grutter does not, of itself, defeat Connerly's claims, as respondents have implicitly conceded. Factual disputes remain as to equal protection claims.
The judgment is reversed with directions to the trial court to grant Connerly leave to amend the complaint consistent with this opinion. The parties shall bear their own costs on appeal. (Cal. Rules of Court, rule 8.278(a)(5).)
Butz, Acting P. J., and Hoch, J., concurred.